Senior Investigator - Banking and Securities

Posting Date:
May 31, 2021
Life After Law
Area of Law:
Banking and Securities
Jun 30, 2021
Toronto (Can be Remote)
Minimum 5 Years


LIFE AFTER LAW is Canada’s national recruitment firm dedicated to placing lawyers in corporate counsel, quasi-legal, private practice, and executive roles.

This is an excellent opportunity for a Senior Investigator in Banking and Securities at a well established organization that offers work-life balance. This individual will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position is currently remote.


  • Organize case files, review applicable documents and ascertain key issues and create investigation plans;
  • Collect the necessary documents from relevant parties;
  • Conduct applicable interviews and research, analyze data and communicate results to parties;
  • Liaise with Managers, Investigators and/or Colleagues;
  • Draft correspondence and settlement proposals and facilitate settlements;
  • Draft investigation reports as applicable;
  • Complete cases in a timely manner and reply to inquiries;
  • Keep up to date with relevant industry trends and contribute to policy updates;
  • Participate in industry training programs to enhance knowledge and skills; and
  • Contribute to the development of the organization’s policies and procedures;


The ideal candidate will have:

  • A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment;
  • Professionalism, strong judgement, communication and analytical skills;
  • Solid time management abilities;
  • Excellent interviewing skills and research abilities;
  • Ability to work effectively in a team dynamic;
  • Proficiency with Microsoft Office and database applications; and
  • Bilingualism (French and English) is considered an asset.

This is an exciting opportunity to work as a Senior Investigator - Banking and Securities at a dynamic organization and work on sophisticated matters in a collegial milieu.

If this describes you and you are interested in this excellent opportunity, then please send us your details.

We thank all applicants. Only those with the required expertise will be contacted.

For a complete list of all of our job postings please visit


Contact Name Pearl Prokosh

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